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Empire: The Rise and Demise of the British World Order and the Lessons for Global Power
By Niall Ferguson
Basic Books
2003
ISBN: 0-465-02328-2
Available for purchase at amazon.com
Preface
Once there was an Empire that governed roughly a quarter of the world's population,
covered about the same proportion of the earth's land surface and dominated
nearly all its oceans. The British Empire was the biggest Empire ever, bar none.
How an archipelago of rainy islands off the north-west coast of Europe came
to rule the world is one of the fundamental questions not just of British but
of world history. It is the main question this book seeks to answer.
Why should Americans care about the history of the British Empire? There are
two reasons. The first is that the United States was a product of that empire
- and not just in the negative sense that it was founded in the first successful
revolt against British imperial rule. America today still bears the indelible
stamp of the colonial era, when, for the better part of two centuries, the majority
of white settlers on the eastern seaboard were from the British Isles. Second,
and perhaps more important, the British Empire is the most commonly cited precedent
for the global power currently wielded by the United States. America is the
heir to the Empire in both senses: offspring in the colonial era, successor
today. Perhaps the most burning contemporary question of American politics is,
Should the United States seek to shed or to shoulder the imperial load it has
inherited? I do not believe that question can be answered without an understanding
of how the British Empire rose and fell; and of what it did, not just for Britain
but for the world as a whole.
Was the British Empire a good or bad thing? It is nowadays quite conventional
to think that, on balance, it was a bad thing. One obvious reason for the Empire's
fall into disrepute was its involvement in the Atlantic slave trade and slavery
itself. This is no longer a question for historical judgement alone; it has
become a political, and potentially a legal, issue. In August 1999 the African
World Reparations and Repatriation Truth Commission, meeting in Accra, issued
a demand for reparations from `all those nations of Western Europe and the Americas
and institutions, who participated and benefited from the slave trade and colonialism'.
The sum suggested as adequate compensation - based on estimates of `the number
of human lives lost to Africa during the slave-trade, as well as an assessment
of the worth of the gold, diamonds and other minerals taken from the continent
during colonial rule - was $777 trillion. Given that more than three million
of the ten million or so Africans who crossed the Atlantic as slaves before
1850 were shipped in British vessels, the putative British reparations burden
could be in the region of £150 trillion.
Such a claim may seem fantastic. But the idea was given some encouragement
at the United Nations World Conference against Racism, Racial Discrimination,
Xenophobia and Related Intolerance, held in Durban in the summer of 2001. The
conference's final report `acknowledged' that slavery and the slave trade were
`a crime against humanity' of which `people of African descent, Asians and people
of Asian and indigenous peoples' were `victims'. In another of the conference's
`declarations', `colonialism' was casually lumped together with `slavery, the
slave trade . . . apartheid . . . and genocide' in a blanket call to UN member
states `to honour the memory of the victims of past tragedies'. Noting that
`some States have taken the initiative to apologize and have paid reparation,
where appropriate, for grave and massive violations committed', the conference
`called on all those who have not yet contributed to restoring the dignity of
the victims to find appropriate ways to do so'.
This call has not gone unheeded in Britain itself. In May 2002 the director
of the London-based `think tank' Demos, which may be regarded as the avant-garde
of New Labour, suggested that the Queen should embark on `a world tour to apologize
for the past sins of Empire as a first step to making the Commonwealth more
effective and relevant'. The news agency that reported this remarkable suggestion
added the following helpful gloss: `Critics of the British Empire, which at
its peak in 1918 covered a quarter of the world's population and area, say its
huge wealth was built on oppression and exploitation'.
At the time this book was written, one BBC website (apparently aimed at schoolchildren)
offered the following equally incisive overview of imperial history:
The Empire came to greatness by killing lots of people less sharply armed than
themselves and stealing their countries, although their methods later changed:
killing lots of people with machine guns came to prominence as the army's tactic
of choice . . . [It] . . . fell to pieces because of various people like Mahatma
Gandhi, heroic revolutionary protester, sensitive to the needs of his people.
The questions recently posed by an eminent historian on BBC television may
be said to encapsulate the current conventional wisdom. `How', he asked, `did
a people who thought themselves free end up subjugating so much of the world
. . . How did an empire of the free become an empire of slaves?' How, despite
their `good intentions', did the British sacrifice `common humanity' to `the
fetish of the market'?
Despite a certain patronizing fondness for post-colonial England, most Americans
need little persuading that the British Empire was a bad thing. The Declaration
of Independence itemizes `a long train of abuses and usurpations' by the British
imperial government, `pursuing invariably the same Object', namely `a design
to reduce [the American colonists] under absolute Despotism' and to establish
`an absolute Tyranny over these States'. The sentiments of `The Star-Spangled
Banner' are essentially defensive, portraying `the land of the free and the
home of the brave' under attack by `the foe's haughty host' - the Royal Navy
squadron that inspired Francis Scott Key's verses by bombarding Baltimore for
twenty-five hours. A few clear-sighted Americans - notably Alexander Hamilton
- saw from an early stage that the United States would necessarily become an
empire in its own right; the challenge, in his eyes, was to ensure that it was
a `republican empire', one that did not sacrifice liberty at home for the sake
of power abroad. Even Hamilton's critics were covert imperialists: Jefferson's
expanding frontier implied colonization at the expense of native Americans.
Yet the anti-imperialist strain in American political rhetoric proved - and
continues to prove - very resistant to treatment.
It is a striking feature of the current debate on American global power that
the opponents of an `imperial' American foreign policy can be found on both
the left and the right of the political spectrum. In his later years, the novelist
Gore Vidal has become an outspoken critic of the American `imperial system',
which, he claims, `has wrecked our society - $5 trillion of debt, no proper
public education, no health care - and done the rest of the world incomparable
harm'. In a similar vein, Chalmers Johnson argues that America is `trapped within
the structures of an empire of its own making' and warns that `the innocent
of the twenty-first century are going to harvest unexpected blowback disasters
from the imperialist escapades of recent decades' - implying that terrorist
attacks like those of 11 September 2001 are an understandable reaction to American
aggression, a view that has been echoed by the New Zealand born political economist
Robert Hunter Wade.
What is surprising to European eyes is that the fulminations of the anti-imperialist
left should be matched - with almost perfect symmetry - on the isolationist
right. In his book A Republic, Not an Empire: Reclaiming America, Pat Buchanan
issued the solemn warning: `Our country is today travelling the same path that
was trod by the British Empire - to the same fate . . . If America is not to
end the coming century the way the British . . . ended this one, we must learn
the lessons history has taught us.' For Buchanan, as for Vidal, overseas adventures
subvert the ethos of the original, pure-of-heart republic in order to further
the interests of sinister special interests. The remedy is to cease `running
around on these moral crusades' and bring American troops back home.
By comparison, only a minority of commentators in the United States view the
British imperial example as one worthy of emulation. Thomas Donnelly of the
Project for the New American Century explicitly models his proposed twenty-first
century pax americana on the pax britannica of Queen Victoria's reign. Max Boot
of the Wall Street Journal has argued that America should be providing anarchic
countries like Afghanistan with `the sort of enlightened foreign administration
once provided by self-confident Englishmen in jodhpurs and pith helmets'. In
Boot's words: `The chaotic post-Cold War environment resembles that of the post-Napoleonic
world, with the United States thrust willy-nilly into Britain's old role as
`globocop'. Similar parallels have been drawn by Robert Kaplan, who sees the
British campaign in the Sudan in 1898 as the precursor of recent American exercises
in `asymmetrical warfare'. Even Joseph Nye - no proponent of the unilateral
flexing of American muscle - believes `the US can learn a . . . useful lesson
from the period when Britain held primacy among the global powers'.
The question that remains unresolved in this debate is whether the United States
today is more powerful than the British Empire of the mid-nineteenth century.
On the one hand, as Paul Kennedy has pointed out, Britain was never as militarily
dominant then as the United States is today: `Even the Royal Navy was equal
only to the next two navies - right now all the other navies in the world combined
could not dent American maritime supremacy'. On the other, American power today
remains in large measure informal or `soft' - exercised through economic and
cultural agencies rather than colonial structures. Anarcho-Marxists like Michael
Hardt and Antonio Negri insist that such informal empire is just as powerful
as the formal imperialism of occupying armies and administrators. In their view
- and it is a view widely shared by the multifarious critics of `globalization'
- multinational (but mainly American) corporations, aided and abetted by apparently
supranational (but mainly American) public institutions like the International
Monetary Fund - exercise just as much power as the soldiers and civil servants
who enforced the pax britannica. Yet there clearly is a difference between influencing
a nominally sovereign state, whether through economic pressure or cultural penetration,
and actually ruling a colony. The United States in 2003 formally controls a
far smaller area of the world than the United Kingdom did in 1903. Its weapons
have a longer range, but not its writ.
Moreover, there are challenges to American power today that Britain did not
have to contend with a hundred years ago. In Joseph Nye's image of a three-dimensional
chessboard, American power is greatest on the top `board' of traditional military
power; more circumscribed on the middle board of economic power; and relatively
weak on the bottom board of `transnational relations that cross borders outside
government control', where the players range from `bankers electronically transferring
sums larger than most national budgets at one extreme [to] terrorists transferring
weapons or hackers disrupting Internet operations at the other'. As we shall
see, the British Empire also had to contend with over-mighty bankers and terrorists,
but the technological possibilities of the nineteenth and early twentieth centuries
favoured the imperialists over the individual troublemaker. Only in his wildest
dreams could the Mahdi, the leader of the Sudanese dervishes, have devastated
the City of London the way Osama bin Laden devastated Lower Manhattan.
The parallels between today's empire and yesterday's can never be exact, of
course. But it is clear that today's debate about American global power can
only be enriched by a proper understanding of how the last great Anglophone
empire functioned.
Beneficiaries
Let me now declare an interest. Thanks to the British Empire, I have relatives
scattered all over the world - in Alberta, Ontario, Philadelphia and Perth,
Australia. Because of the Empire, my paternal grandfather John spent his early
twenties selling hardware and hooch (White Horse whisky) in Ecuador - not a
colony, of course, but part of Britain's `informal' economic imperium in Latin
America. I grew up marvelling at the two large oil paintings he brought back
of the Andean landscape, which hung luminously on my grandmother's living room
wall; and the two Indian dolls, grim-faced and weighed down with firewood, incongruous
beside the china figurines in her display cabinet. Thanks to the Empire, my
other grandfather Tom Hamilton spent nearly three years as an RAF officer fighting
the Japanese in India and Burma. His letters home, lovingly preserved by my
grandmother, are a wonderfully observant and eloquent account of the Raj in
wartime, shot through with that sceptical liberalism which was the core of his
philosophy. I can still recall the joy of leafing through the photographs he
took while stationed in India, and the thrill of hearing his stories about swooping
kites and sweltering heat. Thanks to the Empire, my Uncle Ian Ferguson's first
job after he qualified as an architect was with the Calcutta firm of McIntosh
Burn, a subsidiary of the Gillanders managing agency. Ian had started his working
life in the Royal Navy; he spent the rest of his life abroad, first in Africa,
then in the Gulf states. To me he seemed the very essence of the expatriate
adventurer: sun-darkened, hard-drinking and fiercely cynical - the only adult
who always, from my earliest childhood, addressed me as a fellow-adult, profanities,
black humour and all.
His brother - my father - also had his moment of wanderlust. In 1966, having
completed his medical studies in Glasgow, he defied the advice of friends and
relatives by taking his wife and two infant children to Kenya, where he worked
for nearly two years teaching and practising medicine in Nairobi. Thus, thanks
to the British Empire, my earliest childhood memories are of colonial Africa;
for although Kenya had been independent for three years, and the radio constantly
played Jomo Kenyatta's signature tune `Harambe, Harambe' (`Let's all pull together'),
scarcely anything had changed since the days of White Mischief. We had our bungalow,
our maid, our smattering of Swahili - and our sense of unshakeable security.
It was a magical time, which indelibly impressed on my consciousness the sight
of the hunting cheetah, the sound of Kikuyu women singing, the smell of the
first rains and the taste of ripe mango. I suspect my mother was never happier.
And although we finally came home - back to the grey skies and the winter slush
of Glasgow - our house was always filled with Kenyan memorabilia. There was
the antelope skin on the sofa, the Masai warrior's portrait on the wall, the
crudely carved but exquisitely decorated footstool that my sister and I liked
to perch on. Each of us had a zebra-skin drum, a gaudy basket from Mombasa,
a wildebeest-hair flywhisk, a Kikuyu doll. We did not know it, but we grew up
in a little post-colonial museum. I still have the carved wooden hippopotamus,
warthog, elephant and lion which were once my most treasured possessions.
Still, we had come home - and we never went back. One who did not return to
Scotland was my great-aunt Agnes Ferguson (`Aggie' to all who knew her). Born
in 1888, the daughter of my great-grandfather James Ferguson, a garden labourer,
and his first wife Mary, Aggie personified the transforming power of the imperial
dream. In 1911, enticed by alluring pictures of the Canadian prairies, she and
her new husband Ernest Brown decided to follow his brother's example: to leave
their home, their family and friends in Fife and head west. The lure was the
offer of 160 acres of virgin real estate in Saskatchewan, free of charge. The
only stipulation was that they had to build a dwelling there and cultivate the
land. According to family legend, Aggie and Ernest were supposed to sail on
the Titanic; by chance, only their luggage was on board when the ship went down.
That was luck of a sort, but it meant that they had to start their new life
from scratch. And if Aggie and Ernest thought they were getting away from the
nasty Scottish winter, they were swiftly disillusioned. Glenrock was a windswept
wilderness where temperatures could plunge far lower than in drizzly Fife. It
was, as Ernest wrote to his sister-in-law Nellie, `sure terriabl [sic] cold'.
The first shelter they were able to build for themselves was so primitive they
called it a chicken shack. The nearest town - Moose Jaw - was ninety-five miles
away. To begin with, their nearest neighbours were natives; friendly ones, luckily.
Yet the black-and-white photographs they sent back to their relatives every
Christmas of themselves and `our prairie home' tell a story of success and fulfillment:
of hard-won happiness. As the mother of three healthy children, Aggie lost the
pinched look she had worn as an emigrant bride. Ernest grew tanned and broad-shouldered
working the prairie soil; shaved off his mustache; became handsome where once
he had been hangdog. The chicken shack was supplanted by a clapboard farmhouse.
Gradually, their sense of isolation diminished as more Scots settled in the
area. It was reassuring to be able to celebrate Hogmanay with fellow countrymen
so far from home, since `they don't hold New Year out here very much just the
Scotch folk'. Today their ten grandchildren live all over Canada, a country
whose annual income per capita is not merely ten per cent higher than Britain's
but second only to that of the United States. All thanks to the British Empire.
So to say that I grew up in the Empire's shadow would be to conjure up too tenebrous
an image. To the Scots, the Empire stood for bright sunlight. Little may have
been left of it on the map by the 1970s, but my family was so completely imbued
with the imperial ethos that its importance went unquestioned. Indeed, the legacy
of the Empire was so ubiquitous and omnipresent that we regarded it as part
of the normal human condition. Holidays in Canada did nothing to alter this
impression. Nor did that systematic defamation of Catholic Ireland which in
those days was such an integral part of life on the south side of the Clyde.
I grew up still thinking complacently of Glasgow as the `Second City' (of the
Empire); reading quite uncritically the novels of H. Rider Haggard and John
Buchan; relishing all the quintessentially imperial sporting clashes - best
of all the rugby tours by the `British Lions' to Australia, New Zealand and
(until they were regrettably interrupted) South Africa.* At home we ate `Empire
biscuits'. At school we did `Empire shooting'.
Cases Against
Admittedly, by the time I reached my teens, the idea of a world ruled by chaps
with red coats, stiff upper lips and pith helmets had become something of a
joke, the raw material for Carry On Up the Khyber, It Ain't 'Alf 'Ot Mum and
Monty Python's Flying Circus. Perhaps the archetypal line in the genre is in
the Monty Python film The Meaning of Life, when a blood-spattered `Tommy', fatally
wounded in a battle with the Zulus, exclaims ecstatically: `I mean, I killed
fifteen of those buggers, sir. Now, at home, they'd hang me! Here, they'll give
me a fucking medal, sir!'
When I got to Oxford in 1982 the Empire was no longer even funny. In those
days the Oxford Union still debated solemn motions like `This House Regrets
Colonization'. Young and foolish, I rashly opposed this motion and in doing
so prematurely ended my career as a student politician. I suppose that was the
moment the penny dropped: clearly not everyone shared my confidently rosy view
of Britain's imperial past. Indeed, some of my contemporaries appeared quite
scandalized that I should be prepared to defend it. As I began to study the
subject in earnest, I came to realize that I and my family had been woefully
misinformed: the costs of the British Empire had, in fact, substantially outweighed
its benefits. The Empire had, after all, been one of history's Bad Things.
There is no need here to recapitulate in any detail the arguments against imperialism.
They can be summarized, I think, under two headings: those that stress the negative
consequences for the colonized; and those that stress the negative consequences
for the colonizers. In the former category belong both the nationalists and
the Marxists, from the Mughal historian Gholam Hossein Khan, author of the Seir
Mutaqherin (1789), to the Palestinian academic Edward Said, author of Orientalism
(1978), by way of Lenin and a thousand others in between. In the latter camp
belong the liberals, from Adam Smith onwards, who have maintained for almost
as many years that the British Empire was, even from Britain's point of view,
`a waste of money'.
The central nationalist/Marxist assumption is, of course, that imperialism
was economically exploitative: every facet of colonial rule, including even
the apparently sincere efforts of Europeans to study and understand indigenous
cultures, was at root designed to maximize the surplus value that could be extracted
from the subject peoples. The central liberal assumption is more paradoxical.
It is that precisely because imperialism distorted market forces - using everything
from military force to preferential tariffs to rig business in the favour of
the metropolis - it was not in the long-term interests of the metropolitan economy
either. In this view, it was free economic integration with the rest of the
world economy that mattered, not the coercive integration of imperialism. Thus,
investment in domestic industry would have been better for Britain than investment
in far-flung colonies, while the cost of defending the Empire was a burden on
taxpayers, who might otherwise have spent their money on the products of a modern
consumer goods sector. One historian, writing in the new Oxford History of the
British Empire, has gone so far as to speculate that if Britain had got rid
of the Empire in the mid-1840s, she could have reaped a `decolonization dividend'
in the form of a 25 per cent tax cut. The money taxpayers would have saved as
a result of this could have been spent on electricity, cars and consumer durables,
thus encouraging industrial modernization at home.
Nearly a century ago, the likes of J. A. Hobson and Leonard Hobhouse were arguing
along very similar lines; they in turn were in some measure the heirs of Richard
Cobden and John Bright in the 1840s and 1850s. In The Wealth of Nations (1776),
Adam Smith had expressed his doubts about the wisdom of `raising up a nation
of customers who should be obliged to buy from the shops of our different producers,
all the goods with which these could supply them'. But it was Cobden who had
originally insisted that the expansion of British trade should go hand in hand
with a foreign policy of complete non-intervention. Commerce alone, he maintained,
was `the grand panacea', which, like a beneficent medical discovery, will serve
to inoculate with the healthy and saving taste for civilization all the nations
of the world. Not a bale of merchandise leaves our shores, but it bears the
seeds of intelligence and fruitful thought to the members of some less enlightened
community; not a merchant visits our seats of manufacturing industry, but he
returns to his own country the missionary of freedom, peace, and good government
- whilst our steamboats, that now visit every port of Europe, and our miraculous
railroads, that are the talk of all nations, are the advertisements and vouchers
for the value of our enlightened institutions.
The critical point for Cobden was that neither trade nor even the spread of
British `civilization' needed to be enforced by imperial structures. Indeed,
the use of force could achieve nothing if it sought to run counter to the beneficent
laws of the global free market:
So far as our commerce is concerned, it can neither be sustained nor greatly
injured abroad by force or violence. The foreign customers who visit our markets
are not brought hither through fear of the power or the influence of British
diplomatists: they are not captured by our fleets and armies . . . It is solely
from the promptings of self interest that the merchants of Europe, as of the
rest of the world, send their ships to our ports to be freighted with the products
of our labour. The self-same impulse drew all nations, at different periods
of history, to Tyre, to Venice, and to Amsterdam; and if, in the revolution
of time and events, a country should be found (which is probable) whose cottons
and woollens shall be cheaper than those of England and the rest of the world,
then to that spot . . . will all the traders of the earth flock; and no human
power, no fleets or armies, will prevent Manchester, Liverpool, and Leeds, from
sharing the fate of their once proud predecessors in Holland, Italy, and Phoenicia
. . .
Thus there was no need for an Empire; trade would take care of itself - and
everything else too, including world peace. In May 1856 Cobden went so far as
to say that it would `be a happy day when England has not an acre of territory
in Continental Asia'.
The common factor in all such arguments was and remains, however, the assumption
that the benefits of international exchange could have been and can be reaped
without the costs of empire. To put it more concisely: can you have globalization
without gunboats?
Empire and Globalization
It has become almost a commonplace that globalization today has much in common
with the integration of the world economy in the decades before 1914. But what
exactly does this overused word mean? Is it, as Cobden implied, an economically
determined phenomenon, in which the free exchange of commodities and manufactures
tends `to unite mankind in the bonds of peace'? Or might free trade require
a political framework within which to work?
The leftist opponents of globalization naturally regard it as no more than the
latest manifestation of a damnably resilient international capitalism. By contrast,
the modern consensus among liberal economists is that increasing economic openness
raises living standards, even if there will always be some net losers as hitherto
privileged or protected social groups are exposed to international competition.
But economists and economic historians alike prefer to focus their attention
on flows of commodities, capital and labour. They say less about flows of knowledge,
culture and institutions. They also tend to pay more attention to the ways government
can facilitate globalization by various kinds of deregulation than to the ways
it can actively promote and indeed impose it. There is growing recognition of
the importance of legal, financial and administrative institutions such as the
rule of law, credible monetary regimes, transparent fiscal systems and incorrupt
bureaucracies in encouraging cross-border capital flows. But how did the West
European versions of such institutions spread as far and wide as they did?
In a few rare cases - the most obvious being that of Japan - there was a process
of conscious, voluntary imitation. But more often than not, European institutions
were imposed by main force, often literally at gunpoint. In theory, globalization
may be possible in an international system of multilateral cooperation, spontaneously
arising as Cobden envisaged. But it may equally well be possible as a result
of coercion if the dominant power in the world favours economic liberalism.
Empire - and specifically the British Empire - is the instance that springs
to mind.
Today, the principal barriers to the optimal allocation of labour, capital
and goods in the world are, on the one hand, civil wars and lawless, corrupt
governments, which together have condemned so many countries in sub-Saharan
Africa and parts of Asia to decades of impoverishment; and, on the other, the
reluctance of the United States and her allies to practice as well as preach
free trade, or to devote more than a trifling share of their vast resources
to programmes of economic aid. By contrast, for much (though certainly, as we
shall see, not all) of its history, the British Empire acted as an agency for
imposing free markets, the rule of law, investor protection and relatively incorrupt
government on roughly a quarter of the world. The Empire also did a good deal
to encourage those things in countries which were outside its formal imperial
domain but under its economic influence through the `imperialism of free trade'.
Prima facie, therefore, there seems a plausible case that the Empire enhanced
global welfare - in other words, was a Good Thing.
Many charges can of course be levelled against the British Empire; they will
not be dropped in what follows. I do not claim, as John Stuart Mill did, that
British rule in India was `not only the purest in intention but one of the most
beneficent in act ever known to mankind'; nor, as Lord Curzon did, that `the
British Empire is under Providence the greatest instrument for good that the
world has seen'; nor, as General Smuts claimed, that it was `the widest system
of organized human freedom which has ever existed in human history'. The Empire
was never so altruistic. In the eighteenth century the British were indeed as
zealous in the acquisition and exploitation of slaves as they were subsequently
zealous in trying to stamp slavery out; and for much longer they practiced forms
of racial discrimination and segregation that we today consider abhorrent. When
imperial authority was challenged - in India in 1857, in Jamaica in 1831 or
1865, in South Africa in 1899 - the British response was brutal. When famine
struck - in Ireland in the 1840s, in India in the 1870s - the response was negligent,
in some measure positively culpable. Even when the British took a scholarly
interest in oriental cultures, perhaps they did subtly denigrate them in the
process.
Yet the fact remains that no organization in history has done more to promote the free movement of goods, capital and labour than the British Empire in the nineteenth and early twentieth centuries. And no organization has done more to impose Western norms of law, order and governance around the world. To characterize all this as `gentlemanly capitalism' risks underselling the scale - and modernity - of the achievement in the sphere of economics; just as criticism of the `ornamental' (meaning hierarchical) character of British rule overseas tends to overlook the signal virtues of what were remarkably non-venal administrations. It was not just my family that benefited from these things.
The difficulty with the achievements of empire is that they are much more likely
to be taken for granted than the sins of empire. It is, however, instructive
to try to imagine a world without the British Empire. But while it is just about
possible to imagine what the world would have been like without the French Revolution
or the First World War, the imagination reels from the counterfactual of a world
without the British Empire.
As I travelled around that Empire's remains in the first half of 2002, I was
constantly struck by its ubiquitous creativity. To imagine the world without
the Empire would be to expunge from the map the elegant boulevards of Williamsburg
and old Philadelphia; to sweep into the sea the squat battlements of Port Royal,
Jamaica; to return to the bush the glorious skyline of Sydney; to level the
steamy seaside slum that is Freetown, Sierra Leone; to fill in the Big Hole
at Kimberley; to demolish the mission at Kuruman; to send the town of Livingstone
hurtling over the Victoria Falls - which would of course revert to their original
name of Mosioatunya. Without the British Empire, there would be no Calcutta;
no Bombay; no Madras. Indians may rename them as many times as they like, but
these vast metropoles remain cities founded and built by the British.
It is of course tempting to argue that it would all have happened anyway, albeit
with different names. Perhaps the railways would have been invented and exported
by another European power; perhaps the telegraph cables would have been laid
across the sea by someone else too. Maybe, as Cobden claimed, the same volumes
of trade would have gone on without bellicose empires meddling in peaceful commerce.
Maybe too the great movements of population that transformed the cultures and
complexions of whole continents would have happened anyway.
Yet there is reason to doubt that the world would have been the same or even
similar in the absence of the Empire. Even if we allow for the possibility that
trade, capital flows and migration could have been `naturally occurring' in
the past three hundred years, there remain the flows of culture and institutions.
And here the fingerprints of empire seem more readily discernible and less easy
to wipe away.
When the British governed a country - even when they only influenced its government
by flexing their military and financial muscles - there were certain distinctive
features of their own society that they tended to disseminate. A list of the
more important of these would run as follows:
1.The English language
2.English forms of land tenure
3.Scottish and English banking
4.The Common Law
5.Protestantism
6.Team sports
7.The limited or `night watchman' state
8.Representative assemblies
9.The idea of liberty
The last of these is perhaps the most important because it remains the most
distinctive feature of the Empire - the thing that sets it apart from its continental
European rivals. I do not mean to claim that all British imperialists were liberals
- far from it. But what is very striking about the history of the Empire is
that whenever the British were behaving despotically, there was almost always
a liberal critique of that behaviour from within British society. Indeed, so
powerful and consistent was this tendency to judge Britain's imperial conduct
by the yardstick of liberty that it gave the British Empire something of a self-liquidating
character. Once a colonized society had sufficiently adopted the other institutions
the British brought with them, it became very hard for the British to prohibit
that political liberty to which they attached so much significance for themselves.
Would other empires have produced the same effects? It seems doubtful. In my
travels I caught many glimpses of world empires that might have been: in dilapidated
Chinsura, a vision of how all Asia might look if the Dutch Empire had not declined
and fallen; in whitewashed Pondicherry, which all India might resemble if the
French had won the Seven Years' War; in dusty Delhi, where the Mughal Empire
might have been restored if the India Mutiny had not been crushed in 1858; in
Kanchanaburi, where the Japanese Empire built its bridge on the River Kwai with
British slave labour. Would New Amsterdam be the New York we know today if the
Dutch had not surrendered it to the British in 1664? Might it not resemble more
closely Bloemfontein, an authentic survivor of Dutch colonization?
Anglobalization
There are already several good general histories of the British Empire in print.
My aim has been not to replicate these but to write the history of globalization
as it was promoted by Great Britain and her colonies - `Anglobalization', if
you like. The structure is broadly chronological, but each of the six chapters
has a distinct theme. For simplicity's sake the contents may be summarized as
the globalization of
1.Commodity markets
2.Labour markets
3.Culture
4.Government
5.Capital markets
6.Warfare
Or in rather more human terms, the role of
1.Pirates
2.Planters
3.Missionaries
4.Mandarins
5.Bankers
6.Bankrupts
The first chapter emphasizes that the British Empire began as a primarily economic
phenomenon, its growth powered by commerce and consumerism. The demand for sugar
drew merchants to the Caribbean. The demand for spices, tea and textiles drew
them to Asia. But this was from the outset globalization with gunboats, for
the British were not the first empire-builders, but the pirates who scavenged
from the earlier empires of Portugal, Spain, Holland and France. They were imperial
imitators.
The second chapter describes the role of migration. British colonization was
a vast movement of peoples - a Všlkerwanderung unlike anything before or
since. Some quit the British Isles in pursuit of religious freedom, some in
pursuit of political liberty, some in pursuit of profit. Others had no choice:
they went as slaves or as convicted criminals. The central theme of this chapter,
therefore, is the tension between British theories of liberty and the practice
of imperial government, and how that tension came to be resolved.
Chapter Three emphasizes the voluntary, non-governmental character of empire-building,
focusing in particular on the increasingly important role played by evangelical
religious sects and missionary societies in the expansion of British influence.
A critical point here is the self-consciously modernizing project that emanated
from these organizations - the Victorian `NGOs'. The paradox is that it was
precisely the belief that indigenous cultures could be Anglicized which provoked
the most violent nineteenth-century revolt against imperial rule.
The British Empire was the nearest thing there has ever been to a world government.
Yet its mode of operation was a triumph of minimalism. To govern a population
numbering hundreds of millions, the Indian Civil Service had a maximum strength
of little more than a thousand. Chapter Four asks how it was possible for such
a tiny bureaucracy to govern so huge an empire, and explores the symbiotic but
ultimately unsustainable collaboration between British rulers and indigenous
elites, both traditional and new.
Chapter Five deals primarily with the role of military force in the period
of the Scramble for Africa, exploring the interaction between financial globalization
and the armaments race among the European powers. Though the trends had been
anticipated before, this was the era when three crucial modern phenomena were
born: the truly global bond market, the military-industrial complex and the
mass media. Their influence was crucial in pushing the Empire towards its zenith.
The press, above all, led the Empire into the temptation the Greeks called hubris:
the pride that precedes a fall.
Finally, Chapter Six considers the role of the Empire in the twentieth century,
when it found itself challenged not so much by nationalist insurgency - it could
deal with that - but by rival, and far more ruthless, empires. The year 1940
was the moment when the Empire was weighed in the historical balance, when it
faced the choice between compromise with Hitler's evil empire and fighting on
for, at best, a Pyrrhic victory. In my view, the right choice was made.
In a single volume covering what is, in effect, four hundred years of global
history, there must necessarily be omissions; I am all too painfully aware of
these. I have endeavoured, however, not to select so as to flatter. Slavery
and the slave trade cannot and are not disclaimed, any more than is the Irish
potato famine, the expropriation of the Matabele or the Amritsar massacre. But
this balance sheet of the British imperial achievement does not omit the credit
side either. It seeks to show that the legacy of the Empire is not just `racism,
racial discrimination, xenophobia and related intolerance' - which in any case
existed long before colonialism - but
¥ the triumph of capitalism as the optimal system of economic organization;
¥ the Anglicization of North America and Australasia;
¥ the internationalization of the English language;
¥ the enduring influence of the Protestant version of Christianity; and,
above all,
¥ the survival of parliamentary institutions, which far worse empires were
poised to extinguish in the 1940s.
As a young man, fresh from his first colonial war, Winston Churchill asked
a good question: What enterprise that an enlightened community may attempt is
more noble and more profitable than the reclamation from barbarism of fertile
regions and large populations? To give peace to warring tribes, to administer
justice where all was violence, to strike the chains off the slave, to draw
the richness from the soil, to plant the earliest seeds of commerce and learning,
to increase in whole peoples their capacities for pleasure and diminish their
chances of pain - what more beautiful ideal or more valuable reward can inspire
human effort?
But Churchill recognized that, even with such aspirations, the practicalities
of empire were seldom edifying: Yet as the mind turns from the wonderful cloudland
of aspiration to the ugly scaffolding of attempt and achievement, a succession
of opposite ideas arise . . . The inevitable gap between conquest and dominion
becomes filled with the figures of the greedy trader, the inopportune missionary,
the ambitious soldier, and the lying speculator, who disquiet the minds of the
conquered and excite the sordid appetites of the conquerors. And as the eye
of thought rests on these sinister features, it hardly seems possible for us
to believe that any fair prospect is approached by so foul a path.
For better, for worse - fair and foul - the world we know today is in large
measure the product of Britain's age of Empire. The question is not whether
British imperialism was without a blemish. It was not. The question is whether
there could have been a less bloody path to modernity. Perhaps in theory there
could have been. But in practice? What follows will, I hope, enable the reader
to decide.
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